Health, Education & Government Life Sciences & Pharma Connected Medical Devices

Medical Device Regulatory Compliance

Regulated development and commercialization journeys where clinical, quality, and market access align.

Emergo Group (UL) BSI Group Intertek SGS
Inside this journey
  1. Pre-Discovery

    Align the room on outcomes, decision process, and constraints before deeper discovery.

    1. Stakeholder Alignment

      Confirm decision roles, timelines, constraints, and success criteria across functions.

      Alignment Questions

      Start Here: The One Thing You Need Us to Know

      • In one sentence, what is the single regulatory outcome you most urgently need from this project?
      • What is the device type and its current regulatory classification? Options: Class I (low risk), Class II (moderate risk), Class III (high risk), Software as a Medical Device (SaMD), Not sure / need help classifying
      • Which markets are you actively targeting with this submission? Options: United States (FDA), European Union (MDR/IVDR), Canada (Health Canada), Japan (PMDA), Other international markets, Multiple of the above
      • Why now—what event or deadline triggered you to start this engagement? Options: New product ready for submission, EU MDR recertification deadline, FDA deficiency letter, Investor/commercial deadline, Other
      • How confident are you in the completeness of your current submission-ready package? Options: Very confident, Somewhat confident, Unsure, Not confident at all

      What Would a Six‑Month Delay Actually Cost You?

      • If this submission were delayed by six months, what concrete business and regulatory consequences would you face?
      • Which of the following impacts would be most damaging if delayed (pick the top two)? Options: Revenue loss, Contract penalties, Loss of distribution/market access, Clinical trial delays, Investor confidence, Patient access/health impact
      • Have you ever experienced a multi‑month delay before? If yes, what caused it and how long did it take to recover? Options: Yes—regulatory deficiencies, Yes—testing failures, Yes—resource constraints, No, not previously
      • How does the leadership team feel about the risk of delay—are they anxious, resigned, or confident? Options: Very anxious, Somewhat concerned, Resigned/used to it, Confident we can handle it
      • On a scale from 1–5, how critical is meeting the current target date for commercial or contractual reasons? Options: 1, 2, 3, 4, 5

      Who Holds the Keys — and Who’s Left Out?

      • Who are the decision‑makers that must sign off on regulatory strategy and final submissions? Options: VP Regulatory Affairs, Chief Quality Officer, CEO, Head of R&D, External legal counsel, Not sure / multiple
      • Which functional owners are typically consulted late (and cause hold‑ups)—QA, R&D, clinical, manufacturing, others? Options: Quality Assurance, R&D/Engineering, Clinical/Medical Affairs, Manufacturing/Operations, Regulatory Affairs, Other
      • Who will be our primary point of contact day‑to‑day, and how much decision authority do they have? Options: VP Regulatory (full authority), Director-level (approval needed higher up), Program Manager (coordination only), External consultant/fiduciary, TBD
      • How aligned are those stakeholders on timelines, acceptable risk, and required evidence—fully aligned, some disagreement, or deeply divided? Options: Fully aligned, Some disagreements, Significant conflict, No one has discussed alignment
      • When decisions stall, what usually causes the blockage—insufficient data, budget fights, conflicting priorities, or lack of reviewer perspective? Options: Insufficient data, Budget constraints, Competing priorities, No reviewer-side perspective, Other

      Where the Paperwork Trips You Up

      • Which specific document or evidence do you most fear will be called out by a regulator? Options: Design History File (DHF), Risk Management Report (ISO 14971), Verification & Validation reports, Clinical evidence / literature, Labeling and Instructions for Use, Not sure
      • Which of these areas currently have clear gaps that would delay submission? Options: Traceability and DHF, Biocompatibility/testing, Software verification, Clinical data / literature gap, Human factors/usability, Cybersecurity documentation
      • Do you have recent test reports and device history readily accessible for reviewers to inspect? Options: All reports current and accessible, Most reports available but scattered, Significant reports missing, Not sure / need inventory
      • When you run a gap assessment today, how long does it take to produce an actionable remediation plan? Options: <2 weeks, 2–4 weeks, 1–3 months, Longer than 3 months, We haven’t run one recently
      • Who on your team owns document quality and reviewer‑level storytelling (e.g., former-examiner review, structured arguments)?

      If Reviewers Could Speak: The Unsaid Expectations

      • What recurring comments or deficiency types have you seen from regulators in past submissions? Options: Insufficient clinical justification, Gaps in V&V, Unclear risk controls, Labeling inconsistencies, Inadequate traceability, No consistent pattern
      • Have you previously received an FDA deficiency letter or Notified Body nonconformity—what was the root cause and how long to resolve? Options: FDA deficiency letter, Notified Body nonconformity, Both, Never received one, Prefer to describe
      • How often do you conduct an internal 'reviewer perspective' pass before filing? Options: Every submission, Only for high-risk filings, Rarely, Never
      • Tell us about a submission that cleared quickly—what specifically made it successful?
      • Which reviewer-side practices would you be most open to adopting (pick all that appeal)? Options: Pre-submission briefing documents, Red-team reviewer pass, Structured summary tables, Reviewer-style traceability maps, Dedicated former-examiner reviewer

      What Winning Actually Looks Like

      • If this engagement results in a first-cycle clearance/approval, what measurable outcomes change for you in the next 12 months?
      • Which of the following are required for you to call this project a success? Options: First-cycle regulatory clearance, No major post-market actions, On-time commercial launch, Budget targets met, Internal process improvements realized
      • What are your non-negotiable acceptance criteria for deliverables (e.g., evidence level, signing authority, or documentation standard)?
      • How will your executive team measure and celebrate success—revenue, market share, risk reduction, or something else? Options: Revenue, Market access/penetration, Regulatory risk reduction, Investor milestones, Patient reach/impact
      • Who needs to be present or briefed at key milestone gates for you to consider the project on track? Options: CEO, VP Regulatory, Head of QA, CFO, Commercial Head, Other

      Tradeoffs: Time, Scope, Budget — Which Do You Give Up?

      • If you had to trade one—time, scope, or budget—which would you be most willing to compromise on and why? Options: Time, Scope, Budget, None—must keep all
      • What internal budget range have you allocated (or expect to allocate) for external regulatory support on this submission? Options: <$50k, $50k–$150k, $150k–$500k, >$500k, Undecided / need proposal
      • Would you consider a phased engagement (strategy → docs → submission) to accelerate high‑risk items while deferring lower‑risk work? Options: Yes—phased is preferred, Maybe—need details, No—must be end-to-end
      • How tolerant is leadership of contingency spending if unexpected gaps appear? Options: High—we can flex, Moderate—limited reserve, Low—needs approval each time
      • What would make you comfortable increasing budget to avoid a high‑probability delay?

      Let’s Talk Execution — Who Will Do What, and When?

      • What keeps projects slipping in the handoff from strategy to execution at your company? Options: Unclear ownership, Resource overload, Poor timelines, Lack of reviewer insight, Competing priorities
      • Which delivery model do you prefer for external support? Options: Full-service engagement (we hand off everything), Augment internal team (collaborative), Advisory only (periodic review), On-call expert reviewers
      • Who will be responsible for providing artifacts and arranging tests—internal RA, QA, R&D, or a mix? Options: Regulatory Affairs, Quality Assurance, R&D/Engineering, Manufacturing, Combination / Program Manager
      • What cadence of governance and updates do you expect (weekly touchpoint, biweekly steering, monthly executive review)? Options: Weekly working sessions, Biweekly steering, Monthly executive review, Ad hoc as needed
      • Are there systems or platforms we must use to share documents (e.g., your QMS, VDR, or preferred project tool)? If yes, please name them.

      Final Check: Red Flags and Next Steps

      • Before we proceed, what is the single biggest unknown that would make you pause on this engagement?
      • Which regulatory changes or external forces are you most worried could impact this submission while we work on it? Options: FDA guidance updates, EU MDR/IVDR interpretations, Standards changes (ISO), Reimbursement/payer shifts, Competitor actions, Other
      • How soon would you be ready to proceed if we presented a clear plan and fixed deliverables? Options: Immediately, Within 2 weeks, Within 1 month, Longer—requires approvals
      • Would you authorize a rapid gap assessment to give us a candid first-pass view of submission risk and a remediation estimate? Options: Yes—authorize now, Need internal approval, Not at this time
      • Who should receive our summary findings and proposed next steps once the gap assessment is complete? Options: VP Regulatory, Head of QA, CEO, Program Lead, Other
    2. Current State Mapping

      Document existing regulatory posture, active submissions, resource gaps, and failure modes.

      Current State

      Start Here: Where You Really Stand

      • Briefly describe the device(s) or product family this engagement should cover (intended use, device class, and key features).
      • Which regulatory markets and pathways are you actively pursuing right now? Options: FDA 510(k), PMA, De Novo, EU MDR (CE technical file), UKCA, Canada (MDR), Other
      • What is the single current submission or activity stage for your priority product? Options: Gap assessment/strategy, Documentation development, Verification/validation testing, Submission preparation, Responding to agency questions, Post-market activities
      • How many active submissions or regulatory threads are you managing concurrently for this product family? Options: 1, 2–3, 4–6, 7–10, More than 10
      • Who on your team will be the primary day-to-day contact for regulatory questions and deliverables?
      • How long has your current regulatory strategy for this product been in place? Options: Less than 1 month, 1–3 months, 3–6 months, 6–12 months, Over a year

      What's Keeping You Up at Night?

      • If a regulator issued a deficiency letter tomorrow, what's the first shortcoming you suspect they'd call out?
      • Which of these problems have shown up in past reviews or audits for your products? Options: Insufficient clinical evidence, Incomplete risk management, Gaps in verification/validation, Poor traceability, Labeling inconsistencies, Sterilization/biocompatibility gaps, Cybersecurity concerns, Other
      • How many prior submissions for this product family received major objections, and what was the typical cause? Options: None, 1, 2–3, 4 or more
      • When those issues happened, how long did it typically take to recover and resubmit? Options: Less than 1 month, 1–3 months, 3–6 months, 6–12 months, More than 12 months
      • How does the risk of another rejection affect your launch timing and commercial plans (quantify if possible)? Options: Minor impact, Moderate delay (weeks), Significant delay (months), Major market access risk
      • Tell us about the emotional or political pressure internally when a submission stalls—who feels it most and how does it manifest?

      Which Single Failure Would Break the Chain?

      • If you had to name one weakest link today (process, person, document, or supplier), what is it and why?
      • How mature are your SOPs and change-control processes for submission-related activities? Options: Fully mature and followed, Mostly defined but inconsistently followed, Partially defined, Minimal or ad hoc
      • Where do delays most often originate: internal reviewers, testing vendors, suppliers, or agency back-and-forth? Options: Internal reviewers, Testing vendors, Component suppliers, Regulatory agency interactions, Other
      • Do you maintain a shared traceability matrix that ties requirements → verification → risk controls → labeling? If yes, how current is it? Options: Yes — up to date, Yes — but outdated, No — partial, No — none
      • How long does it typically take your team to implement a corrective action once an issue is identified? Options: Less than 2 weeks, 2–6 weeks, 6–12 weeks, More than 12 weeks

      Can You Produce the Papers in Two Weeks?

      • Which of these key documents could you provide to a reviewer within two weeks in reviewer-ready form? Options: Design History File (DHF), Risk Management File (ISO 14971), Verification & Validation protocols and reports, Clinical evaluation/report, Technical file / Design dossier, Labeling and IFU, Traceability matrix, Post-market surveillance plan, Cybersecurity documentation, None of the above
      • For each of the following documents, select the status that best fits your current state: Design History File. Options: Up-to-date and reviewer-ready, Exists but needs revision, Partial or fragmented, Missing
      • Risk Management File status. Options: Up-to-date and reviewer-ready, Exists but needs revision, Partial or fragmented, Missing
      • Verification & Validation evidence status (test plans, protocols, reports). Options: Comprehensive and reviewer-ready, Some tests missing or incomplete, Mostly missing, No formal V&V documentation
      • Clinical evidence / clinical evaluation status. Options: Robust and referenced, Limited but usable, Needs literature/analysis, None
      • Labeling, IFU, and marketing claims—are they aligned with your evidence and intended indications? Options: Fully aligned, Minor inconsistencies, Significant inconsistencies, Not aligned or outdated
      • If any document is 'missing' or 'partial', which one would cause the biggest reviewer concern and why?

      Who Will Take the Heat?

      • If regulators escalate an issue, whose role in your organization would be held accountable and why?
      • Which stakeholders must sign off on submissions and who can approve rapid changes if needed? Options: VP Regulatory, Director Quality, Head of R&D, Chief Medical Officer, CEO/President, External consultant/SME
      • Do you have external consultants, testing labs, or notified bodies already engaged? List them and their responsibilities.
      • How clear are roles and ownership between regulatory, QA, R&D, and clinical teams when a submission needs rapid remediation? Options: Very clear, Somewhat clear, Ambiguous, Conflicting responsibilities
      • When conflicts arise about submission content, what is your escalation path and how long does resolution usually take?

      Which Deadline Would Stop Everything?

      • Which upcoming regulatory deadline poses the largest risk to your market access or launch plans? Options: EU MDR recertification, FDA response deadline, Clinical trial reporting, Notified body audit, Third-party supplier certification, Other
      • How firm are those external timelines (agency windows, notified body schedules, clinical site availability)? Options: Very firm — low flexibility, Somewhat flexible, Flexible, Unknown
      • What internal milestones must be hit to meet that external deadline (e.g., finalize V&V, complete clinical analysis)?
      • Do you have resource coverage (people, budget, testing capacity) to meet the critical milestones in the next 90 days? Options: Yes — fully funded and staffed, Partially — gaps exist, No — significant gaps, Unsure
      • If a deadline slips, what is the realistic delay impact on launch or market access (weeks/months/market loss)? Options: Minor (weeks), Moderate (1–3 months), Severe (3–12 months), Critical market loss
      • Have you budgeted for contingency actions (e.g., additional testing, third-party reviewer time) if issues arise? Options: Yes — contingency budget exists, Partially budgeted, No contingency budget, Unsure

      If Reviewers Signed Off First Time, What Changed?

      • Imagine the reviewer accepted your submission on the first cycle—what would have been the single biggest change compared to today?
      • What specific acceptance criteria or reviewer concerns would you want us to guarantee we address?
      • Which measurable signals would tell you the submission is ready (e.g., complete traceability, 100% V&V coverage, clinical evidence threshold)?
      • Who needs to explicitly approve the final package before filing (list names/titles)?
      • Do you have prior submissions or reference packages we should model after? If yes, how similar are they? Options: Very similar, Somewhat similar, Not similar, No prior packages
      • What would give your executive team confidence to greenlight a first-cycle filing? Options: Clear acceptance criteria, Historical reviewer success, Third-party review, Defined remediation plan, Other

      What Can We Fix in 30 Days to Reduce Risk?

      • If we focus on one high-impact mitigation over the next 30 days, what should it be (document, test, stakeholder alignment, or other)? Options: Complete gap assessment and plan, Stabilize traceability matrix, Finalize critical V&V test, Update risk management file, Align stakeholders and signoffs, Other
      • How quickly can your team make subject-matter experts and documents available for an urgent gap assessment? Options: Immediately, Within 1 week, Within 2–4 weeks, Longer than 4 weeks
      • Which of these quick actions would you be willing to commit to in the next month to lower failure risk? Options: Allocate SME hours, Fund expedited tests, Engage external reviewer, Freeze scope/claims, Other
      • What communication cadence works best for rapid alignment (daily standup, twice-weekly sync, weekly checkpoint)? Options: Daily standup, Twice-weekly, Weekly, Biweekly, Ad hoc as needed
      • Who should we include in a 30-day rapid-response group (names/titles or functions)?
  2. Customer Discovery

    Clarify target regulatory outcomes, critical deadlines, stakeholders, and success signals.

    Discovery Questions

    Opening: What's Top of Mind Right Now?

    • Which submission or regulatory priority would you like us to focus on today? Options: 510(k), PMA, De Novo, CE Technical File/Design Dossier, EU MDR recertification, IDE/Clinical Submission, International Market Filing (specify), Other
    • What is your current target date for filing or clearance/recertification? Options: Within 30 days, 30–90 days, 3–6 months, 6–12 months, No set date / exploratory, Other
    • Who on your team is directly responsible for delivering this submission right now (name and role)?
    • How confident are you that your existing materials could clear on a first review? Options: Very confident, Somewhat confident, Low confidence, Unsure / need assessment
    • Briefly list the top three known risks or open issues you already expect for this filing.

    If This Slides, What Breaks for the Business?

    • What would be the real business consequences if this submission were delayed by 6–12 months? Options: Lost revenue or delayed launch, Contractual penalties, Lost market access / competitor advantage, Clinical trial delays, Customer churn / partner exits, Reputation damage, Funding or investment impacts, Other
    • Which specific markets or customer segments are most at risk if timing slips? Options: U.S. (FDA), EU (Notified Body / MDR), UKCA, APAC, LATAM, Other
    • Has your leadership modeled the financial impact of a delayed clearance (e.g., P&L or runway changes)? Options: Yes — detailed model, High-level estimate only, Not yet but planned, Not modeled
    • When you think about that potential delay, what keeps you up at night emotionally or strategically?
    • Have you faced external pressure (investors, partners, distributors) tied to the regulatory timeline? If so, how urgent is that pressure? Options: Severe — immediate, Moderate — expect follow-up, Light — advisory, None

    Who’s Steering the Ship (Even When No One Says So)?

    • Who will ultimately override technical recommendations and choose the regulatory path for this program? Options: VP Regulatory Affairs, CEO / President, VP R&D, Director Quality, Head of Clinical, Board / Investors, Other
    • Please map the key approvers and influencers we should engage (name, role, and decision authority).
    • How well-defined is your internal RACI for regulatory submissions right now? Options: Clearly defined and followed, Defined but inconsistently followed, Informal / ad hoc, No RACI exists
    • How do you prefer governance and status updates during a project? Options: Weekly cadence calls, Biweekly meetings, Live dashboard + monthly executive review, Email summaries only, Other
    • Are there recent reorganizations, resource constraints, or political dynamics that could affect timely signoff?

    When Reviews Turn Down: Tell Me That Story

    • Think of the most painful deficiency or rejection you've received — what specific reviewer concerns came up repeatedly?
    • Which sections of your last rejected submission drew the heaviest scrutiny? (select all that apply) Options: Clinical evidence / study design, Bench / performance testing, Biocompatibility, Risk management (ISO 14971), Usability / human factors, Labeling and IFU, Manufacturing controls / process validation, Traceability / BOM, Sterilization, Other
    • How long did remediation take and who led the remediation effort? Options: <1 month, 1–3 months, 3–6 months, 6–12 months, >12 months
    • What were the root causes — late test reports, unclear predicate, insufficient clinical evidence, QMS gaps, or something else?
    • Would you be comfortable sharing the previous submission package with a reviewer-for-hire for a candid diagnostics session? Options: Yes — share now, Yes — under NDA, Maybe — need internal approval, No

    Imagine Perfect: Clearance on the First Pass

    • If you could guarantee first-cycle acceptance, what would that let your team accomplish in the next 12 months?
    • Which objective is highest priority after clearance? Options: Market launch and sales ramp, Reimbursement / coding, Scale manufacturing, Partnering / distribution, Pipeline focus / next submissions, Other
    • What measurable success metrics should we use to judge the project before the regulator responds (leading indicators)? Options: Completed test reports, Traceability matrix complete, Clinical evidence gap closed, Reviewer-style internal audit passed, Pre-submission feedback positive, Other
    • What are your non-negotiable acceptance criteria for us to consider this engagement successful?
    • Which stakeholder signals (internal or external) would let you feel confident mid-project that we’re on track? Options: Technical reviews green, QA signoff on docs, Leadership approval of strategy, Notified Body positive pre-review, Regulatory authority pre-submission support, Other

    What's Missing Under the Hood?

    • Which unseen documentation or evidence gaps do you suspect are the root cause of late-stage surprises? Options: Missing or incomplete risk management file, Outdated clinical evidence, Non-conforming test reports / wrong configurations, Incomplete labeling / IFU, No clear traceability between requirements and tests, Manufacturing process validation gaps, Usability study gaps, Other
    • Who owns the critical artifacts we may need to collect (test reports, risk files, clinical evidence, DMR/DHR)? Options: Regulatory, Quality, R&D / Engineering, Clinical, Manufacturing, External vendors / labs, Other
    • Are your key test reports issued against the intended product configuration and lot numbers? Options: Yes — all aligned, Partial — some mismatches, No — mismatched configurations, Unknown
    • Do you have a current traceability matrix that links requirements to verification and validation artifacts? Options: Yes — current and maintained, Partial — outdated, No
    • How many external labs or vendors need to be coordinated for outstanding data, and what are their typical lead times?
    • Would you be open to a rapid gap assessment where we review a priority subset of files and return a prioritized remediation plan within 7–10 business days? Options: Yes, Yes — with NDA, Maybe — need internal approval, No

    Trade-offs and the Small Steps That Change Everything

    • If you have to choose, which two matter most: speed to market, minimizing cost, or maximizing regulatory certainty — and why? Options: Speed + Cost, Speed + Certainty, Cost + Certainty, Single priority — specify in comments
    • What’s your preferred engagement model with external regulatory partners? Options: Full outsourcing (we hand off), Co-managed with internal lead, Advisory + targeted deliverables, Train-the-team + oversight, Other
    • What budget range have you allocated for external regulatory support on this project? Options: <$50,000, $50k–$150k, $150k–$500k, $500k–$1M, >$1M, Not yet defined
    • How soon could you assemble a cross-functional kickoff with decision-makers present? Options: Within 48 hours, Within 1 week, Within 2 weeks, Within 1 month, Longer / TBD
    • What specific access, approvals, or artifacts would we need to start work within 7 days (e.g., NDA, system credentials, device samples, QMS records)?
    • What governance cadence (meeting frequency, decision gates, executive check-ins) would keep this project from slipping?

    Final Logistics: The Practical Things That Make or Break Us

    • Who in your organization has the authority to sign contracts or commit the budget needed on the timeline you described? Options: CEO / President, CFO, VP Regulatory Affairs, Procurement, Legal, Other
    • Do you require your legal team to review a master services agreement before kickoff? Options: Yes — mandatory, Optional / depends on scope, No
    • Which billing model do you prefer for regulatory engagements? Options: Milestone-based fixed fee, Time & materials, Fixed-price per phase, Retainer + T&M, Other
    • Are there existing vendor agreements, exclusivity clauses, or conflict-of-interest issues we should know about? Options: None, Some — will disclose, Prefer to discuss privately
    • What is the single most important thing we should resolve in our first 7–10 days together to build trust and momentum?
    • Any final questions, immediate red flags, or sensitive issues you want us to flag to leadership before we propose a plan?
  3. Solution Experience

    Walk through how our reviewer-side expertise addresses the customer’s specific submission risks and timelines.

    Experience Meetings

    • Solution Experience Kickoff — Diagnosis & Alignment
    • Reviewer-Side Risk Mapping — Live Gap Mapping
    • Submission Timeline Simulation — Critical Path & Contingencies
    • Evidence Review & Package Proof — Annotated Package Walkthrough
    • Validation & Next Steps — Agreement on Acceptance Criteria
    • Secure customer validation that the annotated approach and edits map to their product and internal needs.
    • Customer to upload any missing supporting documents identified during mapping (e.g., test reports, labeling drafts) within 5 business days.
    • Assign responsible SMEs for each gap area (risk, bench testing, clinical, labeling) and confirm contact details.
    • Confirm timeline assumptions and constraints
    • Produce a validated critical-path timeline with reviewer-driven accelerators and contingency buffers.
    • Agree on milestone owners and SLAs required to meet target submission/clearance dates.
    • Quantify expected time savings and reduced rework risk from the proposed approach.
    • Seller to deliver a draft Gantt timeline and decision-tree scenarios showing time-to-clear projections within 2 business days.
    • Customer to confirm resource availability and names for each milestone owner within 3 business days.
    • Schedule weekly cadence meeting for timeline tracking during documentation and submission phases.
    • Pre-check: confirm artifacts available for live review
    • Demonstrate concrete, reviewer-annotated artifacts that would pass a reviewer pre-check.
    • Produce a list of remaining evidence items and edits required to achieve an acceptance-ready package.
    • Introductions & Meeting Objectives
    • Seller to provide the annotated sample package and traceability matrix as a deliverable within 2 business days.
    • Customer to deliver any missing test reports or clarify data gaps identified in the review within 5 business days.
    • Assign an internal reviewer to reconcile seller annotations with internal QMS artifacts and report back.
    • Recap: current state, consequence, future state
    • Obtain explicit customer validation that the proposed approach will achieve the defined future state.
    • Agree on the definition of done and formal acceptance criteria for submission readiness.
    • Secure commitment to next steps, owners, and initial scheduling for the Solution Scope and Mutual Commit stages.
    • Customer to provide formal sign-off (email or shared doc) on acceptance criteria and chosen timeline within 3 business days.
    • Seller to prepare a draft Statement of Work / engagement plan that maps deliverables, phases, responsibilities, and acceptance criteria.
    • Schedule the Solution Scope kickoff meeting and weekly governance cadence in the calendar.
    • Produce and agree to a single-sentence current state describing the failure mode to be addressed.
    • Quantify the consequence of not remediating the current state in time/cost/risk terms.
    • Define a single-sentence future-state outcome that will be used as the success metric for the experience.
    • Identify the focal submission(s), required artifacts, and owners for proof activities.
    • Customer to provide prioritized submission list and deadline constraints (files or tracker) within 48 hours.
    • Customer to assign a single owner for each prioritized submission who will be the point of contact for artifact delivery.
    • Seller to prepare draft one-sentence problem/consequence/future-state statements and distribution before the next meeting.
    • Recap of confirmed current state & consequence
    • Produce a prioritized list of reviewer-facing gaps tied to specific artifacts and acceptance criteria.
    • Identify which gaps are showstoppers vs. manageable risks and agree remediation priority.
    • Validate that the consultant's assessment matches the customer's understanding and constraints.
    • Seller to deliver an annotated reviewer checklist with highlighted gaps and suggested evidence types within 3 business days.
    • Current State — one-sentence confirmation
    • Annotated device description and claims mapping
    • Critical path simulation — milestone walkthrough
    • Reviewer acceptance criteria summary (tailored)
    • Walk through acceptance criteria / Definition of Done
    • Confirm remediation plan, timeline, and owners
    • Scenario modeling: deficiency and accelerated-review cases
    • Consequence — quantify impact
    • Risk analysis and mitigation traceability
    • Live gap mapping exercise
    • Decision & commitment
    • Failure-mode examples and precedence
    • Test reports and acceptance criteria alignment
    • Future State — one-sentence definition
    • Mitigations, accelerators, and parallelization
    • Immediate next steps and scheduling
    • Agreement on milestones, owners, and SLAs
    • Traceability matrix & package completeness check
    • Immediate mitigations and sequencing
    • Prioritization of Submissions & Constraints
    • Validation checkpoint
    • Pre-work & Data Requirements
    • Validation: customer confirmation that annotated package meets expectations
  4. Solution Scope

    Define deliverables, phases (strategy, documentation, submission), responsibilities, and acceptance criteria.

    Scope Configuration

    • Draft 510(k) Traditional Submission Package
    • Prepare De Novo Classification Request Package
    • Compile PMA Application Modules and Summaries
    • Assemble EU MDR Technical File (Annex II/III)
    • Author Clinical Evaluation Report (MDR) or CER
    • Prepare Risk Management File (ISO 14971) and FMEA
    • Draft Device Labeling and Instructions for Use
    • Draft FDA deficiency responses and supplemental submissions
    • Create Substantial Equivalence / Predicate Comparison Matrix
    • Compile Design History File (DHF) and Device Master Record
    • Prepare Post‑Market Surveillance Report and PMCF Study Reports
    • Develop Q‑Submission / Notified Body Meeting Package and Slides

    Scope Questions

    Draft 510(k) Traditional Submission Package

    • Do you intend to file a Traditional 510(k) for this device? Options: Yes, No, Undecided
    • What is the device classification and product code (if known)? Options: Class I, Class II, Class III, Unknown
    • Do you have an identified predicate device(s)? Options: Yes — single predicate, Yes — multiple predicates, No
    • Which performance and bench tests are available or planned? Options: Biocompatibility, Electrical Safety/EMC, Software Verification & Validation, Sterility/Package Integrity, Mechanical/Bench Performance, Not applicable / None yet
    • What labeling/indications for use will be proposed (brief)?
    • Who will prepare the submission documents (roles)? Options: Customer, Customer + Consultant, Consultant
    • What is your target FDA submission date and any critical regulatory deadlines?

    Prepare De Novo Classification Request Package

    • Is De Novo being pursued because no predicate exists and the device is low-to-moderate risk? Options: Yes, No, Evaluating
    • Describe the novel features or technologies that prevent predicate reliance (brief).
    • Are non-clinical and/or clinical data available to support De Novo risk/benefit (select all applicable)? Options: Bench testing, Animal studies, Human clinical data, Literature only, None yet
    • Have you completed a benefit-risk analysis or risk control justification for novel hazards? Options: Yes, No, Draft in progress
    • Do you require support drafting recommended special controls and proposed classification? Options: Yes, No
    • Desired submission timeline and any planned pre-submission interactions?
    • Any prior interactions with FDA about this device (e.g., Pre-Sub, informal feedback)? Provide dates/outcomes.

    Compile PMA Application Modules and Summaries

    • Is a PMA required or being considered due to high-risk classification or novel technology? Options: Yes — PMA required, Yes — considering PMA, No
    • Which PMA modules/data packages are available or planned (select all)? Options: Non-clinical bench testing, Biocompatibility, Sterility/CMC, Clinical study reports, Software documentation, Manufacturing controls/CMC
    • Are pivotal clinical study reports finalized and available for inclusion? Options: Yes — final, Yes — draft, No — planning
    • Who will assemble the technical summaries and PMA administrative sections? Options: Customer, Consultant, Shared responsibility
    • Do you need expert review of statistical analyses and clinical endpoints? Options: Yes, No
    • Target timeline for PMA submission and any PDUFA or business constraints?
    • Are there any outstanding CAPA, inspection, or facility issues that could affect PMA acceptance? Options: Yes, No, Unknown

    Assemble EU MDR Technical File (Annex II/III)

    • Is this file for CE marking under EU MDR (annex II/III) or for legacy MDD transition? Options: New MDR submission, MDD -> MDR transition, Recertification / Notified Body re-review
    • Which parts of the technical file are complete or need work (select all)? Options: Device description & specifications, Risk management, Clinical evaluation, Post-market surveillance plan, Manufacturing & UDI
    • Has a Notified Body been selected and do you have their guidance or NB audit history? Options: Yes — selected, No — evaluating, Already assigned
    • Is the device software / AI component subject to specific MDCG guidance or state-of-the-art concerns? Options: Yes, No, Not applicable
    • Are clinical data or equivalence claims required for conformity demonstration? Options: Clinical data available, Equivalence claimed, Need to generate clinical data, Uncertain
    • Who will own document control and final sign-off for the technical file? Options: Manufacturer RA lead, Consultant, Shared
    • Desired Notified Body submission timeframe and any market launch constraints (dates/countries)?

    Author Clinical Evaluation Report (MDR) or CER

    • Is a CER required or does an existing CER need an MDR-aligned update? Options: New CER for MDR, Update existing CER, Not required
    • What sources of clinical evidence are available (select all)? Options: Clinical investigations, Published literature, Post-market data, Equivalence data, None
    • Has a literature search strategy been conducted and are search results available? Options: Yes — final, Yes — draft, No
    • Do you require gap analysis against MEDDEV/MDCG guidance and state-of-the-art? Options: Yes, No
    • Who will perform the clinical appraisal and benefit-risk conclusions? Options: Internal clinical/RA lead, External clinical expert, Consultant team
    • What is the planned timeline to finalize the CER for submission?
    • Are there any known clinical data quality or completeness issues that may affect acceptance? Options: Yes, No, Unknown

    Prepare Risk Management File (ISO 14971) and FMEA

    • Is an ISO 14971-aligned Risk Management File already established? Options: Yes — up to date, Yes — needs updating, No — not started
    • Which risk analyses are present or required (select all)? Options: Preliminary hazard analysis, FMEA/FMECA, Use-related risk analysis, Software hazard analysis (STPA or similar), None
    • Are risk control measures and verification evidence documented? Options: Yes, Partially, No
    • Who will be the designated risk management owner and signatory? Options: RA Lead, QA Lead, Consultant, Shared
    • Do you require risk acceptability criteria or benefit-risk justification development? Options: Yes, No
    • Any specific hazards of concern (e.g., software failure, biocompatibility, sterility)?
    • Target date to complete risk file and link to other deliverables (e.g., CER, technical file)?

    Draft Device Labeling and Instructions for Use

    • Do you require drafting of labels, IFU, and packaging artwork for regulatory review? Options: Yes — full drafting, Yes — review of existing, No
    • Which markets/languages must labeling support (select all)? Options: US (English), EU (English + EU languages), Global — list countries, Other
    • Are indications for use, contraindications, and warnings finalized? Options: Yes, Draft, No
    • Will the labeling require reconciliation against a predicate or specific regulatory claims? Options: Yes — predicate-based, Yes — claims revision, No
    • Who will approve final artwork and label translations? Options: Customer, Consultant, Translation vendor + Customer
    • Do you need human factors/usability validation input tied to IFU content? Options: Yes, No, Maybe
    • Deadline for finalized labeling before submission or product launch?

    Draft FDA deficiency responses and supplemental submissions

    • Are you responding to an active FDA deficiency letter or request for additional information (RAI)? Options: Yes — active, No — planning for potential RAI, Not applicable
    • What is the FDA's stated deficiency and the due date for response?
    • Do you have data or analyses ready to address the deficiency (select all that apply)? Options: Additional bench testing, Clinical data/analysis, Labeling changes, Risk mitigations, Manufacturing documentation
    • Would you like a reviewer-style argument and executive summary to accompany responses? Options: Yes, No
    • Who will be the authorized correspondent for submission of the response? Options: Customer, Consultant, Both
    • Are there any expedited timelines or business impacts if response is delayed? Options: Yes, No
    • Do you require draft review cycles and formal redlines prior to filing the response? Options: Yes — multiple review cycles, Yes — single review, No

    Create Substantial Equivalence / Predicate Comparison Matrix

    • Do you need a predicate search and a formal substantial equivalence comparison matrix? Options: Yes — full predicate search, Yes — matrix only (predicate identified), No
    • How many candidate predicates are you evaluating? Options: None, 1, 2-3, 4+
    • Which attributes should be compared (select all that apply)? Options: Indications for use, Technology/principle of operation, Materials, Performance specs, Software/algorithms, Sterility/packaging
    • Is there existing evidence of equivalence (bench or clinical) to predicates? Options: Yes — bench, Yes — clinical, No, Partial
  5. Mutual Commit

    Finalize commercial terms, timelines, governance, and acceptance criteria to proceed.

    Agreement Modules

    • Non-Disclosure Agreement (NDA)
    • Master Services Agreement (MSA)
    • Statement of Work (SOW)
    • Pricing & Payment Schedule
    • Project Timeline & Milestones
    • Acceptance Criteria & Governance Plan
    • Roles & Responsibilities Matrix
    • Change Control & Scope Amendment
    • Data Processing & Security Addendum (DPA)
    • Regulatory Interaction Authorization
    • Risk Allocation & Liability Terms
    • Termination, Renewal & Wind-down
    • Kickoff Authorization / Purchase Order
  6. Deployment

    Operationalize rollout with readiness checks, enablement, and outcome validation.

    1. Pre-Deployment Readiness

      Confirm data access, device documentation, test reports, and responsible owners are ready for execution.

      Readiness Questions

      Getting Comfortable Together

      • Tell us the product name, primary intended use, and the exact markets you plan to submit to first (e.g., FDA 510(k), EU MDR, Health Canada).
      • Which regulatory pathway(s) are you targeting for this submission? Options: FDA 510(k), De Novo, PMA, EU MDR (CE), UKCA, Health Canada, Other (please specify)
      • How would you describe the device risk/classification today? Options: Class I / Low risk, Class II / Moderate risk, Class III / High risk, Not yet classified / unknown
      • Who on your team will be our primary contact for technical questions, and who is the executive sponsor we should keep informed?
      • Roughly how soon do you need the filing to be submitted or a clearance decision reached? Options: Immediately (within 2–4 weeks), In 1–2 months, In 3–6 months, Longer than 6 months / planning stage

      If We Filed Today, What Would Break?

      • Imagine we hit 'submit' this afternoon — what critical item(s) would cause an immediate reject or major deficiency? Options: Missing test reports, Incomplete risk management file, No traceable design control, Unapproved labeling, No clinical evidence, Other (please describe)
      • Which specific test reports or protocols are incomplete, missing, or still in draft form? Options: Bench/functional testing, Performance/verification, Biocompatibility, Electrical safety (IEC), Software verification/validation, Sterility/packaging, Usability/HFE, Clinical study reports, None missing / all complete
      • For any missing or draft items above, how long would it take to finalize them if prioritized? Options: <2 weeks, 2–4 weeks, 1–2 months, 2–3 months, Longer than 3 months, Don't know
      • Have you ever received a regulatory deficiency or rejection on a related device or submission? If yes, briefly describe what triggered it. Options: Yes — technical/testing issues, Yes — labeling/claims, Yes — clinical evidence, Yes — quality system gaps, No
      • Which of these would you say is the single biggest risk to a first-cycle approval for this submission? Options: Insufficient evidence (testing/clinical), Poor traceability between design and verification, Unclear intended use/claims, Quality system documentation gaps, Regulatory pathway misalignment, Other

      Who’s Holding the Keys — Access, Owners, and Backups

      • Who currently holds primary custody of the device data, test artifacts, and design history (names and roles)?
      • If that person were unavailable for two weeks, what would happen to review or approval tasks tied to the submission? Options: Work pauses entirely, Delegated to a backup but with delay, We have documented backups and work continues, We'd need support from outside consultants
      • Do you have account-level access (or intent to grant it) to the submission portals we’ll need (e.g., FDA ESG, EU Notified Body portals)? Options: Yes — already set up, In progress — partial access, No — will need help setting up, Not applicable / vendor will submit
      • List the named owners for these domains and whether they are decision-makers or contributors: Regulatory, Quality, R&D/Engineering, Clinical, Manufacturing, Supply Chain.
      • How mature is your internal RACI for submission tasks (file owner, reviewer, approver)? Options: Well-defined and used, Defined but inconsistently followed, Informal / ad hoc, None exists

      Paper Trail or Wild West — Documentation, Traceability, and Version Control

      • How confident are you that the documents we plan to include tell a single, defensible story from risk to verification to labeling? Options: Very confident, Somewhat confident, Unsure / needs work, Not confident
      • Which of the following documentation artifacts exist in final, approved form and are traceable to design inputs/outputs? Options: Design History File (DHF), Risk Management File (ISO 14971), Traceability Matrix, Clinical Evaluation/Reports, Verification & Validation protocols and reports, Labeling and IFU, Change control records, None of the above
      • If you use a document control system (e.g., QMS), name it and state whether external consultant accounts can be provisioned for read-only access.
      • Are there known inconsistencies between versions of documents (e.g., specs vs. test protocols vs. labeling)? If so, pick the areas where inconsistencies are most likely. Options: Intended use/indications, Performance specs, Acceptance criteria, Test methods, Labeling/IFU, None
      • Would you be willing to let our former-examiner reviewers run a gap checklist against one key file (e.g., DHF or RMF) before we finalize the submission? Options: Yes — preferred, Maybe — need to confirm internally, No — not at this stage

      Where Timing Hides the Problems — Deadlines, Dependencies, and Lead Times

      • What non-negotiable deadlines are driving this submission (e.g., product launch, contract milestones, regulatory transition dates)?
      • Which dependencies are most at risk of slipping and would derail your timeline if delayed? Options: Third-party test labs, Supplier documents/certificates, Clinical site enrollment, Notified Body slots, Internal resource availability, Other
      • How often do you update your internal timeline, and who owns that cadence? Options: Weekly, Bi-weekly, Monthly, Ad hoc / as needed
      • When a critical dependency slips, what is your usual mitigation — accelerate, scope down, push deadline, or add external resources? Options: Add external consultants, Scope reductions, Delay launch, Push regulator expectations proactively, Other
      • Are there upcoming external events (audits, clinical milestones, supplier changes) that could materially change the submission readiness in the next 60–120 days? Please list.

      What Would Reviewer-Grade Acceptance Actually Look Like?

      • If a reviewer with your target regulator opened the package, what are the three things you absolutely want them to say or see immediately?
      • Which reviewer objections have you seen repeatedly across prior submissions or in your market segment? Options: Insufficient testing rationale, Poor claim-definition, Risk controls not linked to verification, Inadequate biocompatibility or sterility evidence, Lack of clinical justification, Other
      • Would you like us to map a reviewer-expectations checklist to your submission and surface the top 5 must-fix items before finalization? Options: Yes — map and prioritize, Yes — map only, No — not needed
      • Do you have prior communications with regulators (meeting minutes, deficiency letters, Q-Sub responses) we should incorporate into the package? Options: Yes — all available, Some — partial, No previous communications
      • Which acceptance criteria do you already use internally to sign off a package (e.g., traceability complete, test coverage 100%, clinical evidence threshold)? Please list or attach.

      If First-Time Success Isn't Reality, What’s the Plan B?

      • Be candid: do you have an internal resubmission playbook or SOP for responding to deficiency letters or NB review comments? Options: Yes — documented and rehearsed, Partial — informal steps, No — rely on ad hoc response
      • If the regulator issues a major deficiency, who will lead the technical response and who approves the messaging?
      • What is your acceptable tolerance for a delayed market entry (weeks/months) before leadership demands an alternative path? Options: 2–4 weeks, 1–3 months, 3–6 months, >6 months / business critical
      • Which contingency options are you open to if key test data are unfavorable: additional testing, design changes, labeling restriction, clinical supplement, or market segmentation? Options: Additional testing, Design modification, Label claim narrowing, Pursue another jurisdiction first, Clinical supplement, Not open to changes
      • What internal escalation path exists for urgent resource needs (budget, outside labs, executive sign-off)?

      Final Check — What Would Make Us All Sleep Better?

      • What are the top three outcomes that would make you consider this engagement an unqualified success? Options: First-cycle clearance/approval, Clear governance and timeline adherence, No major post-market actions, Transferable documentation and templates, Improved internal capability
      • Which artifacts would you want returned as company-owned deliverables (editable DHF, trace matrix, test protocols, redline-ready submission)? Options: Editable DHF, Traceability matrix, Raw test data and reports, Submission-ready PDFs, Templates and SOPs, Other
      • How would you prefer we surface risks and progress during execution—weekly dashboard, twice-weekly calls, email summaries, or an on-platform shared workspace? Options: Weekly dashboard, Twice-weekly calls, Email summaries, Shared platform workspace, Combination
      • If we begin with a focused pre-deployment gap assessment, are you prepared to grant access to one core artifact (choose one) for our reviewers to evaluate within 48–72 hours? Options: Design History File (DHF), Risk Management File (RMF), Key test report bundle, Clinical evaluation report, Labeling/IFU
      • Finally, what is the best way and time to schedule an initial 60–90 minute discovery workshop with your cross-functional team? Options: This week — morning, This week — afternoon, Next week — morning, Next week — afternoon, Later — propose dates
    2. Deployment Enablement

      Schedule tasks, assign consultants and reviewers, and execute documentation and submission activities.

    3. Validation Checklist

      Verify submission packages meet reviewer expectations and checklist acceptance before filing.

      Validation Questions

      Tell Me About Today (A Quick Picture)

      • Which single submission or regulatory objective are we focusing on right now? Options: US 510(k), US PMA, EU MDR re-certification, EU CE Technical File (new device), EU Technical Documentation (legacy transition), Other / Multi-jurisdiction
      • Briefly describe the product and its intended use in one or two sentences (this helps us match reviewer experience).
      • What is the current target filing date or regulatory milestone you're committed to? Options: Within 30 days, 30–60 days, 2–3 months, 3–6 months, 6+ months, No firm date
      • Who on your team is the day-to-day owner for this submission? Options: VP Regulatory, Director QA/RA, Regulatory Manager, Consultant/Contractor, CEO/Founder, Other
      • What triggered this engagement—new product launch, audit/deficiency, legacy recertification, competitor pressure, or something else? Options: New product at submission-ready, Responding to an agency deficiency, EU MDR recertification deadline, Investor / commercial timeline, Post-market surveillance issue, Other

      If This Goes Sideways, What Actually Breaks?

      • Imagine the submission is rejected or delayed—what is the single biggest consequence for your organization? Options: Launch delayed (months), Lost revenue / missed contract, Clinical trial delay, Market withdrawal, Regulatory enforcement/inspection, Reputational damage, Other
      • How often have similar submissions hit major issues in the past 24 months? Options: Never, Rarely (1–2 times), Occasionally (3–4 times), Frequently (5+), Not sure
      • Tell me about a past rejection or deficiency that mattered—what was the root cause and how long did remediation take?
      • Which of these impacts would you rank as most urgent to avoid? (pick up to two) Options: Time-to-market delay, Loss of notified body certification, Increased cost to remediate, Loss of key customers, Regulatory fines / enforcement, Clinical hold
      • How does your leadership team quantify acceptable delay or risk—do you have a hard deadline tied to revenue, commercial agreements, or funding? Options: Hard deadline (non-negotiable), Target with some flexibility, No formal deadline, Depends on commercial milestones, Unsure

      Who Really Decides (And Who Just Thinks They Do)?

      • Who are the decision makers who must sign off before a filing goes out—and who tends to slow decisions down? Options: VP Regulatory, CEO/Board, Quality Director, Head of Clinical, Head of Engineering, Commercial Lead, External Legal/Consultant
      • How confident are you that each stakeholder understands the tradeoffs between speed, evidence, and risk? Options: Very confident, Somewhat confident, Not confident, Not sure
      • Describe a recent meeting where a regulatory decision was delayed—what information was missing and who pushed back?
      • Do you have existing relationships or named contacts at the agency or notified body that can clarify expectations? If yes, who? Options: Yes—named contacts, Yes—informal contacts, No established contacts, We prefer not to contact agencies directly
      • Which governance rhythm best reflects how you make submission decisions today? Options: Weekly RA review, Biweekly leadership review, Ad-hoc as issues arise, Monthly steering committee, Other

      Where the Paperwork Breaks (and Why)

      • If a senior reviewer opened your submission folder today, what three documents would give them the clearest picture—and are they final and available? Options: Device description & intended use, Risk management file (ISO 14971), Verification & validation reports, Clinical evaluation report / literature, Labeling and IFU, Traceability matrix (reqs->tests)
      • Which of the following critical artifacts are incomplete, out-of-date, or missing? Options: Design history file, Biocompatibility testing, Electrical safety/EMC reports, Software validation, Clinical evidence, Usability/IFU testing, None—all present
      • Walk me through the single biggest documentation gap you suspect exists and why it's been hard to close.
      • How consistent are your templates and reviewer-facing narratives (e.g., summary of testing, rationale for predicate/clinical strategy)? Options: Highly consistent, Somewhat consistent, Inconsistent, No formal templates
      • Who owns the handoff between engineering, clinical, and regulatory documentation, and has that handoff failed before? Options: Regulatory owner, Quality owner, Product/Engineering owner, Cross-functional team, No clear owner

      What Would a Reviewer Praise—and What Would They Flag?

      • If you were inside the review office, what assumption about your submission would surprise you the most? Options: We lack sufficient clinical context, Our test matrix is incomplete, Traceability is weak, Labeling is inconsistent, Risk controls unclear, Other
      • Which reviewer comments have you seen repeatedly (from agency or notified body feedback) over the past two years? Options: Insufficient risk analysis, Missing test methods/acceptance criteria, Inadequate clinical rationale, Poor labeling/IFU, Incomplete traceability, Other
      • How often do you run internal 'reviewer eye' checks (i.e., ex-FDA reviewer walkthroughs) before filing? Options: Always, Often, Sometimes, Rarely, Never
      • Describe one reviewer expectation you think you meet exceptionally well, and one you worry you don’t.
      • Would you be open to a focused pre-submission review from an ex-reviewer to identify fatal flaws before filing? Options: Yes—immediately, Yes—but later in the timeline, Maybe after a gap assessment, No

      What Does 'Success' Actually Feel Like for You?

      • Beyond clearance or CE marking, what three business outcomes matter most for this submission? Options: Faster market launch, Maintain existing market access, Lower post-market surveillance burden, Investor milestones, Commercial contracts, Reduced internal burn
      • Which of these timelines would you describe as a true 'success' versus merely 'acceptable'? Options: On or before target date, Within 30 days after target, Within 90 days, No fixed expectation—quality over speed
      • How will you know we’ve done our job—what are the acceptance criteria from your leadership and from the reviewers?
      • What tradeoffs are you willing to accept to shorten the timeline—more testing, additional consultants, or higher commercial risk? Options: More testing / stronger evidence, Bring in external consultants, Prioritize certain markets first, Accept conditional approval pathways, Not willing to trade off
      • What would immediate peace of mind look like after our first 30 days working together?

      What's the Smallest Change That Would Save Months?

      • If one focused intervention could remove the biggest bottleneck, which would you pick: a documentation overhaul, targeted testing, a reviewer-led gap assessment, or stakeholder alignment? Options: Documentation overhaul, Targeted testing, Reviewer-led gap assessment, Stakeholder decision alignment, Commercial/legal negotiation
      • What internal resources (people, test labs, budget) can you make available in the next 30 days to accelerate progress? Options: Dedicated RA lead time, Engineering support, Test lab budget, Clinical resources, External consultant hours, Limited availability
      • What timeline does your leadership expect for a decision to engage outside help (i.e., commit budget and terms)? Options: Immediately, Within 2 weeks, Within 1 month, Within 3 months, Undecided
      • Are there contractual or procurement steps (legal reviews, PO approvals) that typically add weeks to starting an engagement? Options: Yes—multiple approvals, Yes—single legal review, No formal procurement, Unsure
      • What would make you say 'yes' to a mutual commit today—fixed timeline certainty, a defined scope of deliverables, risk-sharing on outcomes, or something else? Options: Fixed timeline guarantee, Clearly defined deliverables & acceptance criteria, Pricing tied to milestones, Trial engagement / phased approach, Other
  7. Success

    Confirm regulatory outcomes, capture lessons, and maintain a shared channel for post-market issues and improvements.

    Success Reviews

    • Regulatory Outcome Review
    • Lessons Learned / Post-Mortem
    • Post‑Market Readiness & Handover
    • Shared Channel & Governance Setup
    • Executive Success Review & Commercial Closeout

    Issues & Enhancements

    • Welcome & Objectives
    • Update product labeling and marketing hold status if required, and notify commercial teams.
    • Set Purpose & Rules
    • Produce a documented lessons-learned report with concrete, actionable recommendations.
    • Identify root causes for the top 2–3 failures and agree corrective actions.
    • Assign owners and timelines to improvement items and schedule a follow-up review.
    • Draft the lessons-learned report with timeline, root causes, and recommended changes; circulate for comment.
    • Create a prioritized improvement backlog in the shared workspace and assign owners.
    • Schedule a three-month check-in to review progress on implemented improvements.
    • Schedule training sessions on vigilance reporting and complaint triage for named owners.
    • Handover Scope & Objectives
    • Complete a formal handover of regulatory artifacts and data access to post-market owners.
    • Confirm training needs and schedule required sessions for responsible teams.
    • Agree monitoring cadence and KPIs for post-market safety and performance surveillance.
    • Grant access permissions in the shared channel/repository to all post-market owners and confirm via checklist.
    • Publish the post-market monitoring dashboard and share initial KPI baselines.
    • Purpose & Scope of Channel
    • Stand up a governed shared channel with clear structure, access rules, and SLAs.
    • Agree the issue lifecycle and escalation flow so post-market events are handled consistently.
    • Define pilot metrics and review cadence to validate channel effectiveness.
    • Create the shared workspace and channel, set up initial folder structure, and invite core users.
    • Publish the channel governance doc with roles, SLAs, and escalation flow to the workspace.
    • Start the 30-day pilot and report baseline metrics at the pilot review.
    • Executive Summary of Outcome
    • Secure executive sign-off on regulatory outcome and commercial acceptance of deliverables.
    • Decide whether to engage ongoing post-market support and agree next steps or contract amendments.
    • Obtain permission to use the project as a reference or publish a joint case study where acceptable.
    • Circulate the executive summary and obtain formal sign-off on acceptance criteria and any remaining commercial items.
    • If agreed, draft a short retainer proposal for ongoing post-market support and circulate to executive sponsor.
    • Confirm reference usage permissions and finalize approved messaging for any public materials.
    • Formally confirm and document the regulator's decision and its operational implications.
    • Identify and assign owners for all post-decision obligations and mitigation actions.
    • Update the project timeline and market launch plan based on the regulator outcome.
    • Upload signed regulator communications to the shared regulatory record and tag relevant stakeholders.
    • Create a short-term mitigation plan for any conditional items with owners and due dates.
    • Operational & Risk Overview
    • Timeline Walkthrough
    • Regulator Communication Summary
    • Artifact & Data Access Review
    • Platform & Structure
    • Roles & Responsibilities
    • Implications for Market Access
    • What Went Well
    • Commercial Deliverables & Acceptance
    • Access, Roles & Permissions
    • What Didn’t Go Well
    • Communication Norms & SLAs
    • Options for Ongoing Support
    • Monitoring & KPIs
    • Outstanding Conditions & Obligations
    • Issue Lifecycle & Escalation Flow
    • Training & Documentation
    • Root Cause Analysis
    • Reference & PR Permissions
    • Risk & Mitigation Plan
    • Escalation & Regulatory Reporting
    • Prioritize Improvements
    • Document & Record Updates
    • Versioning, Retention & Audit Trail
    • Decisions & Closeout Next Steps
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